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Assessment Rating

A - Psychometrics Well-Demonstrated

Developer: Drs. Robert L. Spitzer, Janet B.W. Williams, Kurt Kroenke & colleagues

A

Assessment Rating

A - Psychometrics Well-Demonstrated

Developer: Drs. Robert L. Spitzer, Janet B.W. Williams, Kurt Kroenke & colleagues

A

Description / Purpose

The PHQ-9 is the nine item depression screening scale of the Patient Health Questionnaire.

Note: The PHQ-9 was not responsive to the CEBC's inquiry. The following information was obtained from publicly available sources.

It is a tool for assisting primary care clinicians in diagnosing depression as well as selecting and monitoring treatment. The primary care clinician and/or office staff should discuss with the patient the reasons for completing the questionnaire and how to fill it out.

Target Population: Adolescents 13-17

Administer Time: Less than 5 minutes

Completed By: Patients in a primary care setting

Available Modalities: Pen and paper

Scoring Information: Scored by the primary care clinician and/or office staff

Language Notes: Nearly 80 different languages

Training Requirements: None

Availability: Can be accessed for free at http://www.phqscreeners.com/. The site also provides comprehensive instruction documents, articles, a bibliography and a direct point of contact e-mail address.

Description / Purpose

The PHQ-9 is the nine item depression screening scale of the Patient Health Questionnaire.

Note: The PHQ-9 was not responsive to the CEBC's inquiry. The following information was obtained from publicly available sources.

It is a tool for assisting primary care clinicians in diagnosing depression as well as selecting and monitoring treatment. The primary care clinician and/or office staff should discuss with the patient the reasons for completing the questionnaire and how to fill it out.

Target Population: Adolescents 13-17

Administer Time: Less than 5 minutes

Completed By: Patients in a primary care setting

Available Modalities: Pen and paper

Scoring Information: Scored by the primary care clinician and/or office staff

Language Notes: Nearly 80 different languages

Training Requirements: None

Availability: Can be accessed for free at http://www.phqscreeners.com/. The site also provides comprehensive instruction documents, articles, a bibliography and a direct point of contact e-mail address.

Contact Information

Contact Information

Summary of Relevant Psychometric Research

This tool has received the Measurement Tools Rating of A – Psychometrics Well-Demonstrated based on the published, peer-reviewed research available. The tool must have 2 or more published, peer-reviewed studies that have established the measure’s psychometrics (e.g., reliability and validity, sensitivity and specificity, etc.). Please see the Measurement Tools Rating Scale for more information.
View All Research Articles
  • Ganguly, S., Samanta, M., Roy, P., Chatterjee, S., Kaplan, D. W., & Basu, B. (2013). Patient Health Questionnaire-9 as an effective tool for screening of depression among Indian adolescents. Journal of Adolescent Health, 52(5), 546-551.

    Number of participants: 233 adolescent students aged 14 to18 years

    Population:

    • Race/Ethnicity — 100% Indian

    Summary:

    This article discusses the diagnostic accuracy, reliability, and validity of the Patient Health Questionnaire - 9 (PHQ-9) when pediatricians use it among Indian adolescents. Results indicate a total of 31 students (13.3%) had a form of depression on psychiatric interview. A PHQ-9 score of 5 was ideal for screening (sensitivity, 87.1%; specificity, 79.7%). In addition to good content validity, PHQ-9 had good 1-month test-retest reliability (r = .875) and internal consistency (Cronbach's a = .835). There was high convergent validity with the Beck Depression Inventory (r = .76; p = .001). The concordance rate between the PHQ-9 threshold score of 10 and the International Classification of Diseases, 10th Revision based diagnosis was good (Cohen's k = .62). The area under the receiver operating characteristic curve for PHQ-9 was .939.

  • Richardson, L. P., McCauley, E., Grossman, D. C., McCarty, C. A., Richards, J., Russo, J. E., ... & Katon, W. (2010). Evaluation of the Patient Health Questionnaire-9 Item for detecting major depression among adolescents. Pediatrics, 126(6), 1117-1123.

    Number of participants: 442 youth aged 13 to17 years

    Summary:

    The purpose of this study was to examine the performance characteristics and validity of the Patient Health Questionnaire-9 Item (PHQ-9) as a screening tool for depression among adolescents. The PHQ-9 was completed by youth who were enrolled in a large health care' delivery system and participated in a study on depression outcomes. Criterion validity and performance characteristics were assessed against an independent structured mental health interview (the Child Diagnostic Interview Schedule [DISC-IV]). Construct validity was tested by examining associations between the PHQ-9 and a self-report measure of functional impairment, as well as parental reports of child psychosocial impairment and internalizing symptoms. Results indicate A PHQ-9 score of 11 or more had a sensitivity of 89.5% and a specificity of 77.5% for detecting youth who met the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition criteria for major depression on the DISC-IV. Receiver-operator-curve analysis revealed that the PHQ-9 had an area under the curve of 0.88 (95% confidence interval: 0.82–0.94), and the cut point of 11 was optimal for maximizing sensitivity without loss of specificity. Increasing PHQ-9 scores were significantly correlated with increasing levels of functional impairment, as well as parental report of internalizing symptoms and psychosocial problems.

  • Allgaier, A. K., Pietsch, K., Frühe, B., Sigl‐Glöckner, J., & Schulte‐Körne, G. (2012). Screening for depression in adolescents: validity of the patient health questionnaire in pediatric care. Depression and anxiety, 29(10), 906-913.

    Number of participants: 322 youth aged 13 to16 years

    Population:

    • Race/Ethnicity — 100% German

    Summary:

    This study examines the criterion validity of the Patient Health Questionnaire 9-item (PHQ-9) and 2-item (PHQ-2) version as a depression screening instrument for adolescents. Adolescents were recruited from pediatric hospitals. Criterion validity of the PHQ-9 and PHQ-2 was assessed against diagnoses of any depressive disorder provided by a structured diagnostic interview. Areas under the receiver operating characteristics curve (AUCs) and sensitivities and specificities at optimal cutoff points were computed for both versions of the PHQ. Besides the dimensional algorithm, a categorical algorithm was applied for the PHQ-9. Validity measures of both scoring procedures of the PHQ-9 as well as PHQ-2 were compared statistically. In addition, unaided clinical depression diagnoses by the attending pediatricians were evaluated. Results indicate the AUC of the PHQ-9 (93.2%) was significantly higher than that of the PHQ-2 (87.2%). At optimal cutoffs, there was no significant difference in sensitivity (PHQ-9: 90.0%, PHQ-2: 85.0%), but in specificity (PHQ-9: 86.5%, PHQ-2: 79.4%). Although the categorical algorithm of the PHQ-9 was most specific (94.7%), sensitivity was just above chance (52.5%). The unaided clinical diagnoses yielded a sensitivity of 12.5% and a specificity of 96.0%.

  • Johnson, J. G., Harris, E. S., Spitzer, R. L., & Williams, J. B. (2002). The patient health questionnaire for adolescents: validation of an instrument for the assessment of mental disorders among adolescent primary care patients. Journal of Adolescent Health, 30(3), 196-204.

    Number of participants: 403 adolescent aged 13 to18 years

    Population:

    • Race/Ethnicity — 77.2% white, 4.2% African-American, 12.4% Hispanic, 2.2% Asian or Pacific Islander, 1.5% Native American and 2.2% Other

    Summary:

    To investigate the validity of the Patient Health Questionnaire for Adolescents (PHQ-A, a modified version of the PHQ-9), a self-administered instrument that assesses anxiety, eating, mood, and substance use disorders among adolescent primary care patients. Adolescents completed the PHQ-A and the Medical Outcomes Study Short-Form General Health Survey (SF-20) during or shortly after a visit to a primary care clinic or a school nurse's office. A few days later, clinical psychologists who were blind to the results of the PHQ-A administered a semi-structured clinical interview to assess the same psychiatric disorders and to conduct a global assessment of functioning (GAF) among 403 patients. Diagnostic agreement coefficients were computed and analyses of covariance were conducted. Results support the diagnostic validity of the PHQ-A. The PHQ-A and the clinical interview produced similar estimates of the prevalence rates of anxiety, eating, mood, and substance use disorders. The PHQ-A demonstrated satisfactory sensitivity, specificity, diagnostic agreement, and overall diagnostic accuracy, compared with the clinical interview. Adolescents with PHQ-A diagnoses experienced significantly poorer mental and overall functioning, more physical pain, and poorer overall health compared with those without psychiatric disorders. These differences remained significant after patients' age, gender, ethnicity, and site were controlled statistically.

Summary of Relevant Psychometric Research

This tool has received the Measurement Tools Rating of A – Psychometrics Well-Demonstrated based on the published, peer-reviewed research available. The tool must have 2 or more published, peer-reviewed studies that have established the measure’s psychometrics (e.g., reliability and validity, sensitivity and specificity, etc.). Please see the Measurement Tools Rating Scale for more information.
View All Research Articles
  • Ganguly, S., Samanta, M., Roy, P., Chatterjee, S., Kaplan, D. W., & Basu, B. (2013). Patient Health Questionnaire-9 as an effective tool for screening of depression among Indian adolescents. Journal of Adolescent Health, 52(5), 546-551.

    Number of participants: 233 adolescent students aged 14 to18 years

    Population:

    • Race/Ethnicity — 100% Indian

    Summary:

    This article discusses the diagnostic accuracy, reliability, and validity of the Patient Health Questionnaire - 9 (PHQ-9) when pediatricians use it among Indian adolescents. Results indicate a total of 31 students (13.3%) had a form of depression on psychiatric interview. A PHQ-9 score of 5 was ideal for screening (sensitivity, 87.1%; specificity, 79.7%). In addition to good content validity, PHQ-9 had good 1-month test-retest reliability (r = .875) and internal consistency (Cronbach's a = .835). There was high convergent validity with the Beck Depression Inventory (r = .76; p = .001). The concordance rate between the PHQ-9 threshold score of 10 and the International Classification of Diseases, 10th Revision based diagnosis was good (Cohen's k = .62). The area under the receiver operating characteristic curve for PHQ-9 was .939.

  • Richardson, L. P., McCauley, E., Grossman, D. C., McCarty, C. A., Richards, J., Russo, J. E., ... & Katon, W. (2010). Evaluation of the Patient Health Questionnaire-9 Item for detecting major depression among adolescents. Pediatrics, 126(6), 1117-1123.

    Number of participants: 442 youth aged 13 to17 years

    Summary:

    The purpose of this study was to examine the performance characteristics and validity of the Patient Health Questionnaire-9 Item (PHQ-9) as a screening tool for depression among adolescents. The PHQ-9 was completed by youth who were enrolled in a large health care' delivery system and participated in a study on depression outcomes. Criterion validity and performance characteristics were assessed against an independent structured mental health interview (the Child Diagnostic Interview Schedule [DISC-IV]). Construct validity was tested by examining associations between the PHQ-9 and a self-report measure of functional impairment, as well as parental reports of child psychosocial impairment and internalizing symptoms. Results indicate A PHQ-9 score of 11 or more had a sensitivity of 89.5% and a specificity of 77.5% for detecting youth who met the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition criteria for major depression on the DISC-IV. Receiver-operator-curve analysis revealed that the PHQ-9 had an area under the curve of 0.88 (95% confidence interval: 0.82–0.94), and the cut point of 11 was optimal for maximizing sensitivity without loss of specificity. Increasing PHQ-9 scores were significantly correlated with increasing levels of functional impairment, as well as parental report of internalizing symptoms and psychosocial problems.

  • Allgaier, A. K., Pietsch, K., Frühe, B., Sigl‐Glöckner, J., & Schulte‐Körne, G. (2012). Screening for depression in adolescents: validity of the patient health questionnaire in pediatric care. Depression and anxiety, 29(10), 906-913.

    Number of participants: 322 youth aged 13 to16 years

    Population:

    • Race/Ethnicity — 100% German

    Summary:

    This study examines the criterion validity of the Patient Health Questionnaire 9-item (PHQ-9) and 2-item (PHQ-2) version as a depression screening instrument for adolescents. Adolescents were recruited from pediatric hospitals. Criterion validity of the PHQ-9 and PHQ-2 was assessed against diagnoses of any depressive disorder provided by a structured diagnostic interview. Areas under the receiver operating characteristics curve (AUCs) and sensitivities and specificities at optimal cutoff points were computed for both versions of the PHQ. Besides the dimensional algorithm, a categorical algorithm was applied for the PHQ-9. Validity measures of both scoring procedures of the PHQ-9 as well as PHQ-2 were compared statistically. In addition, unaided clinical depression diagnoses by the attending pediatricians were evaluated. Results indicate the AUC of the PHQ-9 (93.2%) was significantly higher than that of the PHQ-2 (87.2%). At optimal cutoffs, there was no significant difference in sensitivity (PHQ-9: 90.0%, PHQ-2: 85.0%), but in specificity (PHQ-9: 86.5%, PHQ-2: 79.4%). Although the categorical algorithm of the PHQ-9 was most specific (94.7%), sensitivity was just above chance (52.5%). The unaided clinical diagnoses yielded a sensitivity of 12.5% and a specificity of 96.0%.

  • Johnson, J. G., Harris, E. S., Spitzer, R. L., & Williams, J. B. (2002). The patient health questionnaire for adolescents: validation of an instrument for the assessment of mental disorders among adolescent primary care patients. Journal of Adolescent Health, 30(3), 196-204.

    Number of participants: 403 adolescent aged 13 to18 years

    Population:

    • Race/Ethnicity — 77.2% white, 4.2% African-American, 12.4% Hispanic, 2.2% Asian or Pacific Islander, 1.5% Native American and 2.2% Other

    Summary:

    To investigate the validity of the Patient Health Questionnaire for Adolescents (PHQ-A, a modified version of the PHQ-9), a self-administered instrument that assesses anxiety, eating, mood, and substance use disorders among adolescent primary care patients. Adolescents completed the PHQ-A and the Medical Outcomes Study Short-Form General Health Survey (SF-20) during or shortly after a visit to a primary care clinic or a school nurse's office. A few days later, clinical psychologists who were blind to the results of the PHQ-A administered a semi-structured clinical interview to assess the same psychiatric disorders and to conduct a global assessment of functioning (GAF) among 403 patients. Diagnostic agreement coefficients were computed and analyses of covariance were conducted. Results support the diagnostic validity of the PHQ-A. The PHQ-A and the clinical interview produced similar estimates of the prevalence rates of anxiety, eating, mood, and substance use disorders. The PHQ-A demonstrated satisfactory sensitivity, specificity, diagnostic agreement, and overall diagnostic accuracy, compared with the clinical interview. Adolescents with PHQ-A diagnoses experienced significantly poorer mental and overall functioning, more physical pain, and poorer overall health compared with those without psychiatric disorders. These differences remained significant after patients' age, gender, ethnicity, and site were controlled statistically.